Licensed Dealer in Securities AFS License No: 238699

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Corporate Opportunities

DFS Equities advisors can provide to suitable clients an array of investment opportunities in Initial Public Offerings (IPO’s), rights issues and capital raisings.

IPO’s are an opportunity for companies to improve their growth prospects by listing on the Australian Stock Exchange (ASX). Through listing on the ASX, companies can benefit from:

  • Greater access to capital as investment in the company is open to all investors in the marketplace.
  • Increasing the company’s profiles in the market place.

To qualify for listing on the ASX companies are required to meet a range of prudential and regulatory requirements such as lodging a prospectus and ensuring that they agree to provide to the market any sensitive information concerning the companies activities.

Once a prospectus has been issued, DFS Equities advisors contact suitable clients offering stock in the particular IPO. Before a client is able to take up a portion of shares, DFS Equities ensures that they are provided with a company prospectus.