Licensed Dealer in Securities AFS License No: 238699

Date:

Being a DFS Equities Client

As a client of DFS Equities, individuals enjoy access to a number of trading opportunities and security in knowing our advisors are on hand to assist you in the management of your trading account. Professional investors are provided information on upcoming Share Purchase Plans, corporate opportunities such as Initial Public Offerings (IPO) and Rights Issues. They can also readily access market research from our In Focus report series.

Join DFS Equities

DFS Equities utilises the servies of several ASX Particpating Organisations as execution and settlement brokers. If you would like to open a trading account with DFS Equites enabling you to utilise our online and advisory share broking services, there are several steps to follow:

  • Step 2: There are separate application forms for the ASX Particpating Organisation that will be the settling and executing broker for your account. Please check with DFS Equities for the most appropriate choice for you and refer to the DFS Equities Forms section on this website.

These will need to be printed off and faxed or mailed to DFS Equities as your original signature is required on the forms. Please read the forms for the specific documentation required for each account type.

  • Step 3: Mail the completed New Client Application Form to DFS Equities with a certified photocopy of your Driver's Licence or passport. It is necessary for all potential clients to verify their identity by supplying us with  this identification as part of our compliance requirements.

The Financial Services Guide and Terms and Conditions documents contain important information about services and fees. Should you require any further information outside of these documents please contact our office at dfs@dfsequities.com.au.

For new clients who hold shares and would like to transfer these to their new DFS account we also ask that you complete our CHESS Transfer Form and ensure that you attach the most recent Holding Statement for those shares as proof of ownership. This form will need to be printed off and faxed or mailed to DFS Equities as your signature is required on the form.

Once you have completed your new client application form we ask that you return this to our Sydney office coupled with your identity verification:

DFS Equities
PO Box Q1174
QVB Post Office
NSW 1230